Jonathan Freeze, Formerly of Fortune Financial Services, Facing 8 Pending Customer Disputes

J

Freeze was accused of selling away by a majority of the former clients.

The Sonn Law Group is investigating allegations that Jonathan Freeze committed misconduct. If you or a family member has suffered losses investing, we want to discuss your case. Please contact us today for a free review of your case.

Jonathan Freeze (CRD#: 2642023) was registered as a broker with Fortune Financial Services, Inc. from 2015 until 2017. Previously, Freeze was a broker with Summit Brokerage Services from 2013 until 2015.

Freeze has 23 disclosures on his BrokerCheck report, eight of which are pending customer disputes.

June 2019 Customer Dispute

  • Status: Pending
  • Allegations: Between July and October 2016 Freeze facilitated the authorized liquidation of $175k from clients account to purchase promissory notes.
  • Damage Amount Requested: $175,000.00

March 2019 Customer Dispute

  • Status: Pending
  • Allegations: Selling away. Mr. Freeze requested and received funds to be invested in Alternative Energy Holdings, possibly a Reg D investment outside the scope of a limited purpose broker dealer. 
  • Damage Amount Requested: $84,000.00

March 2019 Customer Dispute

  • Status: Pending
  • Allegations: Selling away. Mr. Freeze requested and received funds to be invested in Alternative Energy Holdings, possibly a Reg D investment outside the scope of a limited purpose broker dealer. 
  • Damage Amount Requested: $330,000.00

February 2019 Customer Dispute

  • Status: Pending
  • Allegations: Selling away. Mr. Freeze requested and received $60104 to be invested in Alternative Energy Holdings, possibly a Reg D investment outside the scope of a limited purpose broker dealer. 
  • Damage Amount Requested: $118,500.00

February 2019 Customer Dispute

  • Status: Pending
  • Allegations: Mr. Freeze received $50,000 to be invested in Alternative Energy Holdings, possibly a Reg D investment outside the scope of a limited purpose broker dealer. 
  • Damage Amount Requested: $75,000.00

February 2019 Customer Dispute

  • Status: Pending
  • Allegations: Selling away. Mr. Freeze requested and received $300,000 to be invested in Alternative Energy Holdings, possibly a Reg D investment outside the scope of a limited purpose broker dealer. 
  • Damage Amount Requested: $370,000.00

February 2019 Customer Dispute

  • Status: Pending
  • Allegations: Selling away. Mr. Freeze received $54,000 to be invested in Alternative Energy Holdings, possibly a Reg D investment outside the scope of a limited purpose broker dealer. 
  • Damage Amount Requested: $90,000.00

Contact Us Today

The Sonn Law Group is currently investigating allegations that Jonathan Freeze committed misconduct. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.

Add comment

By Tucker

Recent Posts

Recent Comments